SEC Form 4 · accession 0001209191-19-019425
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernie Herrman
Officer — CEO & President · Director
Period of report
Mar 13, 2019
Accepted (ET)
Mar 14, 2019 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2019 | M | 26,000 | $22.585 | A | 828,818 | D | |
| Common Stock | Mar 13, 2019 | M | 26,000 | $52.2999 | D | 802,818 | D | |
| Common Stock | Mar 13, 2019 | M | 26,280 | $22.585 | A | 829,098 | D | |
| Common Stock | Mar 13, 2019 | M | 26,280 | $52.50 | D | 802,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $22.585 | Mar 13, 2019 | M | 26,280 | D | Sep 20, 2013 | Sep 20, 2022 | Common Stock | 26,280 | 26,000 | D |
| Option | $22.585 | Mar 13, 2019 | M | 26,000 | D | Sep 20, 2013 | Sep 20, 2022 | Common Stock | 26,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $52.05 to $52.14. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.
Remarks
All share counts on Table I and Table II reflect the impact of the two-for-one stock split paid on November 6, 2018.