SEC Form 4 · accession 0001209191-18-015757
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Sherr
Officer — SEVP, Group President
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | M | 15,167 | $72.54 | A | 135,167 | D | |
| Common Stock | Mar 1, 2018 | M | 7,330 | $75.04 | A | 142,497 | D | |
| Common Stock | Mar 1, 2018 | M | 22,497 | $84.23 | D | 120,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $72.54 | Mar 1, 2018 | M | 15,167 | D | Sep 17, 2016 | Sep 17, 2025 | Common Stock | 15,167 | 7,583 | D |
| Option | $75.04 | Mar 1, 2018 | M | 7,330 | D | Sep 15, 2017 | Sep 15, 2026 | Common Stock | 7,330 | 14,660 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $84.16 to $84.29. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.