SEC Form 4 · accession 0001209191-17-052931
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernie Herrman
Officer — CEO & President · Director
Period of report
Sep 14, 2017
Accepted (ET)
Sep 15, 2017 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F3 | $73.21 | Sep 14, 2017 | A | 43,220 | A | Sep 14, 2018 | Sep 14, 2027 | Common Stock | 43,220 | 43,220 | D |
Explanation of responses
- F1Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.
- F2Award pursuant to the Company's Stock Incentive Plan which includes the right to have shares withheld to satisfy tax withholding obligations upon exercise.
- F3Granted pursuant to Stock Incentive Plan and exercisable in annual installments of 33.3% per year beginning on exercisable date.