SEC Form 4 · accession 0001209191-17-038489
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Obrien
Director
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 6, 2017 | M | 1,065 | $0.00 | A | 61,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2 | $0.00 | Jun 6, 2017 | A | 1,082 | A | — | — | Common Stock | 1,082 | 50,225 | D |
| Deferred Stock UnitsF3 | $0.00 | Jun 6, 2017 | A | 726 | A | — | — | Common Stock | 726 | 50,951 | D |
| Deferred Stock UnitsF4 | $0.00 | Jun 6, 2017 | A | 1,082 | A | — | — | Common Stock | 1,082 | 6,938 | D |
| Deferred Stock UnitsF5 | $0.00 | Jun 6, 2017 | A | 86 | A | — | — | Common Stock | 86 | 7,024 | D |
| Deferred Stock UnitsF1 | $0.00 | Jun 6, 2017 | M | 1,065 | D | — | — | Common Stock | 1,065 | 5,959 | D |
Explanation of responses
- F1Receipt of deferred shares granted on June 7, 2016 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 7, 2016.
- F2Constitutes an annual award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.
- F3Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 7, 2016. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.
- F4Constitutes an additional award of deferred shares under the Stock Incentive Plan having a value of $80,000. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.
- F5Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted additional award of deferred shares under the Plan, which have not yet been delivered to the Director, for which there has been a record date since June 7, 2016. Deferred shares will be delivered at the same time the shares subject to the applicable additional award are delivered, under and subject to the terms of the Plan.