SEC Form 4 · accession 0001209191-17-021109
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernie Herrman
Officer — CEO & President · Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 16, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2017 | M | 20,380 | $26.555 | A | 465,041 | D | |
| Common Stock | Mar 16, 2017 | M | 20,380 | $79.5129 | D | 444,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $26.555 | Mar 16, 2017 | M | 20,380 | D | Sep 7, 2012 | Sep 7, 2021 | Common Stock | 20,380 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $79.50 to $79.55. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.