SEC Form 4 · accession 0001209191-17-017700
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael MacMillan
Officer — SEVP, Group President
Period of report
Mar 3, 2017
Accepted (ET)
Mar 3, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | M | 7,640 | $56.72 | A | 148,820 | D | |
| Common Stock | Mar 3, 2017 | M | 764 | $56.72 | A | 149,584 | D | |
| Common Stock | Mar 3, 2017 | M | 7,987 | $59.70 | A | 157,571 | D | |
| Common Stock | Mar 3, 2017 | M | 16,391 | $78.5215 | D | 141,180 | D | |
| Common Stock | Mar 3, 2017 | S | 21,180 | $78.5036 | D | 120,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $56.72 | Mar 3, 2017 | M | 7,640 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 7,640 | 0 | D |
| Option | $56.72 | Mar 3, 2017 | M | 764 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 764 | 0 | D |
| Option | $59.70 | Mar 3, 2017 | M | 7,987 | D | Sep 10, 2015 | Sep 10, 2024 | Common Stock | 7,987 | 7,986 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $78.50 to $78.55. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $78.47 to $78.565. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.