SEC Form 4 · accession 0001209191-16-152524
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jackwyn Nemerov
Director
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | $0.00 | Nov 29, 2016 | A | 526 | A | — | — | Common Stock | 526 | 526 | D |
| Deferred Stock UnitsF2 | $0.00 | Nov 29, 2016 | A | 526 | A | — | — | Common Stock | 526 | 526 | D |
Explanation of responses
- F1Constitutes an award of deferred shares under the Stock Incentive Plan having a value of $80,000, prorated for the number of days between the Director's election to the Board and the expected date of the next annual meeting of stockholders. Shares will be delivered upon the Director's departure from the Board, under and subject to the terms of the Plan.
- F2Constitutes an award of deferred shares under the Stock Incentive Plan having an annualized value equal to $80,000 prorated for the number of days between the Director's election to the Board and the expected date of the next annual meeting of stockholders. Shares vest on the date immediately preceding the date of the Company's annual meeting of stockholders next succeeding the award grant date, provided that the recipient is still a Director on that date or, to the extent provided by the terms of the award document, in connection with an earlier Change of Control. Vested shares will be delivered following vesting or upon the Director's departure from the Board, in accordance with the Director's advance irrevocable election, if any, under and subject to the terms of the Plan.