SEC Form 4 · accession 0001209191-16-142330
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Sherr
Officer — SEVP, Group President
Period of report
Sep 20, 2016
Accepted (ET)
Sep 21, 2016 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2016 | M | 7,640 | $56.72 | A | 127,640 | D | |
| Common Stock | Sep 20, 2016 | M | 764 | $56.72 | A | 128,404 | D | |
| Common Stock | Sep 20, 2016 | M | 9,213 | $59.70 | A | 137,617 | D | |
| Common Stock | Sep 20, 2016 | M | 17,617 | $75.00 | D | 120,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $56.72 | Sep 20, 2016 | M | 7,640 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 7,640 | 0 | D |
| Option | $56.72 | Sep 20, 2016 | M | 764 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 764 | 0 | D |
| Option | $59.70 | Sep 20, 2016 | M | 9,213 | D | Sep 10, 2015 | Sep 10, 2024 | Common Stock | 9,213 | 9,213 | D |
Explanation of responses
- F1Options exercised and sales from exercise made pursuant to a trading plan under Rule 10b5-1 adopted May 30, 2016.
- F2Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.