SEC Form 4 · accession 0001209191-16-128003
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Meyrowitz
Officer — Executive Chairman · Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 15, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | M | 11,383 | $18.87 | A | 347,614 | D | |
| Common Stock | Jun 13, 2016 | M | 11,383 | $76.3372 | D | 336,231 | D | |
| Common Stock | Jun 13, 2016 | M | 86,546 | $20.565 | A | 422,777 | D | |
| Common Stock | Jun 13, 2016 | M | 86,546 | $76.3175 | D | 336,231 | D | |
| Common Stock | Jun 14, 2016 | M | 30,000 | $20.565 | A | 366,231 | D | |
| Common Stock | Jun 14, 2016 | M | 30,000 | $76.0513 | D | 336,231 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $18.87 | Jun 13, 2016 | M | 11,383 | D | Sep 17, 2010 | Sep 17, 2019 | Common Stock | 11,383 | 0 | D |
| Option | $20.565 | Jun 13, 2016 | M | 86,546 | D | Sep 9, 2011 | Sep 9, 2020 | Common Stock | 86,546 | 30,000 | D |
| Option | $20.565 | Jun 14, 2016 | M | 30,000 | D | Sep 9, 2011 | Sep 9, 2020 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $76.25 to $76.44. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $76.00 to $76.16. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.