SEC Form 4 · accession 0001209191-16-126900
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Swanson
Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2016 | M | 1,158 | $0.00 | A | 5,240 | D | |
| Common StockF1 | Jun 7, 2016 | M | 1,544 | $0.00 | A | 6,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2 | $0.00 | Jun 7, 2016 | A | 18 | A | — | — | Common Stock | 18 | 1,544 | D |
| Deferred Stock UnitsF1 | $0.00 | Jun 7, 2016 | M | 1,544 | D | — | — | Common Stock | 1,544 | 0 | D |
| Deferred Stock UnitsF2 | $0.00 | Jun 7, 2016 | A | 13 | A | — | — | Common Stock | 13 | 1,157 | D |
| Deferred Stock UnitsF1 | $0.00 | Jun 7, 2016 | M | 1,158 | D | — | — | Common Stock | 1,158 | 0 | D |
Explanation of responses
- F1Receipt of deferred shares granted on June 11, 2015 in accordance with the terms of the Stock Incentive Plan. Includes an amount equal to the aggregate dividends for which there has been a record date since June 11, 2015.
- F2Constitutes an award of deferred shares under the Stock Incentive Plan having a value equal to the aggregate dividends on any previously granted annual award of deferred shares under the Plan for which there has been a record date since June 11, 2015. Deferred shares will be delivered upon the Director's departure from the Board at the same time the shares subject to the annual award are delivered, under and subject to the terms of the Plan.