SEC Form 4 · accession 0001209191-16-122505
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Goldenberg
Officer — SEVP, CFO
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | M | 11,760 | $56.72 | A | 107,331 | D | |
| Common Stock | May 19, 2016 | M | 1,176 | $56.72 | A | 108,507 | D | |
| Common Stock | May 19, 2016 | M | 7,987 | $59.70 | A | 116,494 | D | |
| Common Stock | May 19, 2016 | M | 20,923 | $75.39 | D | 95,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $56.72 | May 19, 2016 | M | 11,760 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 11,760 | 5,880 | D |
| Option | $56.72 | May 19, 2016 | M | 1,176 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 1,176 | 588 | D |
| Option | $59.70 | May 19, 2016 | M | 7,987 | D | Sep 10, 2015 | Sep 10, 2024 | Common Stock | 7,987 | 15,973 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $75.34 to $75.51. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.