SEC Form 4 · accession 0001209191-16-103990
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Goldenberg
Officer — SEVP, CFO
Period of report
Feb 29, 2016
Accepted (ET)
Mar 1, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 29, 2016 | M | 15,500 | $45.17 | A | 107,565 | D | |
| Common Stock | Feb 29, 2016 | M | 15,500 | $74.9229 | D | 92,065 | D | |
| Common Stock | Feb 29, 2016 | S | 4,672 | $74.9229 | D | 87,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $45.17 | Feb 29, 2016 | M | 15,500 | D | Sep 20, 2013 | Sep 20, 2022 | Common Stock | 15,500 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $74.34 to $75.32. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.