SEC Form 4 · accession 0001209191-16-103522
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael MacMillan
Officer — SEVP, Group President
Period of report
Feb 26, 2016
Accepted (ET)
Feb 29, 2016 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 9,596 | $45.17 | A | 166,611 | D | |
| Common Stock | Feb 26, 2016 | M | 15,280 | $56.72 | A | 181,891 | D | |
| Common Stock | Feb 26, 2016 | M | 1,528 | $56.72 | A | 183,419 | D | |
| Common Stock | Feb 26, 2016 | M | 7,987 | $59.70 | A | 191,406 | D | |
| Common Stock | Feb 26, 2016 | M | 34,391 | $74.629 | D | 157,015 | D | |
| Common Stock | Feb 26, 2016 | S | 37,015 | $74.629 | D | 120,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $45.17 | Feb 26, 2016 | M | 9,596 | D | Sep 20, 2013 | Sep 20, 2022 | Common Stock | 9,596 | 0 | D |
| Option | $56.72 | Feb 26, 2016 | M | 15,280 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 15,280 | 7,640 | D |
| Option | $56.72 | Feb 26, 2016 | M | 1,528 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 1,528 | 764 | D |
| Option | $59.70 | Feb 26, 2016 | M | 7,987 | D | Sep 10, 2015 | Sep 10, 2024 | Common Stock | 7,987 | 15,973 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $74.34 to $74.93. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.