SEC Form 4 · accession 0001209191-15-081644
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Sherr
Officer — SEVP, Group President
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2015 | M | 9,596 | $45.17 | A | 124,716 | D | |
| Common Stock | Nov 18, 2015 | M | 7,640 | $56.72 | A | 132,356 | D | |
| Common Stock | Nov 18, 2015 | M | 764 | $56.72 | A | 133,120 | D | |
| Common Stock | Nov 18, 2015 | M | 9,214 | $59.70 | A | 142,334 | D | |
| Common Stock | Nov 18, 2015 | M | 27,214 | $68.3799 | D | 115,120 | D | |
| Common Stock | Nov 18, 2015 | S | 120 | $68.3568 | D | 115,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $45.17 | Nov 18, 2015 | M | 9,596 | D | Sep 20, 2013 | Sep 20, 2022 | Common Stock | 9,596 | 0 | D |
| Option | $56.72 | Nov 18, 2015 | M | 7,640 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 7,640 | 7,640 | D |
| Option | $56.72 | Nov 18, 2015 | M | 764 | D | Sep 19, 2014 | Sep 19, 2023 | Common Stock | 764 | 764 | D |
| Option | $59.70 | Nov 18, 2015 | M | 9,214 | D | Sep 10, 2015 | Sep 10, 2024 | Common Stock | 9,214 | 18,426 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $68.35 to $68.46. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.