SEC Form 4 · accession 0001209191-15-009208
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Swanson
Director
Period of report
Feb 1, 2015
Accepted (ET)
Feb 3, 2015 · 9:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | $0.00 | Feb 1, 2015 | A | 379 | A | — | — | Common Stock | 379 | 379 | D |
| Deferred Stock UnitsF2 | $0.00 | Feb 1, 2015 | A | 379 | A | — | — | Common Stock | 379 | 379 | D |
Explanation of responses
- F1Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $70.000, prorated for the number of days between the Director's election to the Board and the next annual meeting date for shareholders. Shares will be delivered to each Director upon Director's retirement.
- F2Constitutes an award of deferred shares, under the Stock Incentive Plan, having an annualized value equal to $70,000 prorated for the number of days between the Director's election to the Board and the next annual meeting date for shareholders. Shares vest on the date immediately preceding the date of the annual meeting next succeeding the date of grant of such shares,provided that the recipient is still a Director on such date or, if earlier, immediately prior to a Change of Control. Vested shares will be delivered to each Director upon Director's retirement or, if a Director makes an irrevocable advance election, when such Director's deferred shares vest.