SEC Form 4 · accession 0001562180-19-001740
CIRCOR INTERNATIONAL INC · CIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Helmuth Ludwig
Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 10:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2019 | M | 2,677 | — | A | 8,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Mar 4, 2019 | A | 2,677 | A | Apr 4, 2020 | Mar 4, 2029 | Common Stock | 2,677 | 2,677 | D |
| Restricted Stock UnitF2 | $0.00 | Mar 4, 2019 | A | 3,123 | A | Apr 4, 2020 | Mar 4, 2029 | Common Stock | 3,123 | 3,123 | D |
Explanation of responses
- F1The grant of Restricted Stock Untis (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock immediately. The Reporting Person has elected to receive shares of RSUs in lieu of his Annual Retainer and Committee Fees. The RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person.
- F2The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock either (i) at the end of a 13 month vesting period or (ii) upon the conclusion of such longer deferral period as the Reporting Person may elect in advance. In either occurrence, (i) or (ii), the RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person.