SEC Form 4 · accession 0001562180-17-000928
CIRCOR INTERNATIONAL INC · CIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arjun Sharma
Officer — Sr VP, Business Development
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | M | 1,954 | $30.91 | A | 12,939 | D | |
| Common StockF1 | Feb 23, 2017 | S | 976 | $60.57 | D | 11,963 | D | |
| Common StockF2 | Feb 23, 2017 | S | 1,954 | $60.69 | D | 10,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $30.91 | Feb 23, 2017 | M | 1,954 | D | Mar 1, 2013 | Mar 1, 2020 | Common Stock | 1,954 | 21,248 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.56 to $60.63 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.68 to $60.71 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.