SEC Form 4 · accession 0001562180-15-000639
CIRCOR INTERNATIONAL INC · CIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J Glass
Officer — VP,General Counsel & Secretary
Period of report
Aug 6, 2015
Accepted (ET)
Aug 6, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2015 | M | 3,299 | $39.00 | A | 32,527 | I | by Trust |
| Common StockF1 | Aug 6, 2015 | M | 1,937 | $30.91 | A | 34,464 | I | by Trust |
| Common StockF2,F1 | Aug 6, 2015 | S | 5,236 | $47.21 | D | 29,228 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $39.00 | Aug 6, 2015 | M | 3,299 | D | Feb 28, 2014 | Feb 28, 2021 | Common Stock | 3,299 | 0 | D |
| Stock Option | $30.91 | Aug 6, 2015 | M | 1,937 | D | Mar 1, 2013 | Mar 1, 2020 | Common Stock | 1,937 | 0 | D |
Explanation of responses
- F1The shares reported as indirectly held by the reporting person are held in a revocable trust for which the reporting person and his spouse serve as both trustees and beneficiaries; as such, the total number of shares held indirectly also reflects the previous transfer of shares from the reporting person to such trust, a transaction which is exempt from the reporting requirements of Section 16 as such transaction had no effect on the reporting person's pecuniary interest in the underlying shares.
- F2The reported price reflects an average price with a trading range of high of $47.24 and a low of $47.20. The reporting person will provide details regarding the sales to the issuer, the Securities and Exchange Commission or any shareholder upon request.