SEC Form 4 · accession 0001209191-15-041682
LANXESS Solutions US Inc. · CHMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Rogerson
Officer — President and CEO · Director
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 2,600 | $15.50 | A | 348,936 | D | |
| Common Stock | May 8, 2015 | S | 2,600 | $30.00 | D | 346,336 | D | |
| Common Stock | May 8, 2015 | M | 10,500 | $15.38 | A | 356,836 | D | |
| Common Stock | May 8, 2015 | S | 10,500 | $30.00 | D | 346,336 | D | |
| Common Stock | May 11, 2015 | M | 1,000 | $15.50 | A | 347,336 | D | |
| Common Stock | May 11, 2015 | S | 1,000 | $30.00 | D | 346,336 | D | |
| Common Stock | May 11, 2015 | M | 1,741 | $15.38 | A | 348,077 | D | |
| Common Stock | May 11, 2015 | S | 1,741 | $30.00 | D | 346,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $15.50 | May 8, 2015 | M | 2,600 | D | — | Nov 10, 2020 | Common Stock | 2,600 | 119,549 | D |
| Employee Stock Option (right to buy)F2 | $15.38 | May 8, 2015 | M | 10,500 | D | — | Mar 1, 2022 | Common Stock | 10,500 | 171,609 | D |
| Employee Stock Option (right to buy)F1 | $15.50 | May 11, 2015 | M | 1,000 | D | — | Nov 10, 2020 | Common Stock | 1,000 | 118,549 | D |
| Employee Stock Option (right to buy)F2 | $15.38 | May 11, 2015 | M | 1,741 | D | — | Mar 1, 2022 | Common Stock | 1,741 | 169,868 | D |
Explanation of responses
- F1This option, which initially represented a right to purchase a total of 183,223 shares (61,074 of which were purchased on January 16, 2014), became exercisable in three equal installments on November 10, 2010, March 31, 2011 and March 31, 2012.
- F2This option, which initially represented a right to purchase a total of 182,109 shares, became exercisable in three equal installments on March 1, 2013, March 1, 2014 and March 1, 2015.