SEC Form 4 · accession 0001209191-15-033105
LANXESS Solutions US Inc. · CHMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan M Swiech
Officer — See remarks
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 6, 2015 | M | 20,154 | $15.50 | A | 90,564 | D | |
| Common StockF1 | Apr 6, 2015 | S | 20,154 | $28.00 | D | 70,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $15.50 | Apr 6, 2015 | M | 20,154 | D | — | Nov 10, 2020 | Common Stock | 20,154 | 0 | D |
Explanation of responses
- F1The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This option became exercisable in three equal installments on November 10, 2010, March 31, 2011 and March 31, 2012.
Remarks
EVP, Organometallics Specialties & Support Services