SEC Form 4 · accession 0000899243-16-035548

LANXESS Solutions US Inc. · CHMT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See remarks

Period of report

Dec 12, 2016

Accepted (ET)

Dec 14, 2016 · 5:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001091862

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Dec 12, 2016	M	3,734	$16.67	A	39,069	D
Common Stock	Dec 12, 2016	S	3,734	$33.15	D	35,335	D
Common Stock	Dec 12, 2016	M	6,778	$20.50	A	42,113	D
Common Stock^F2	Dec 12, 2016	S	6,778	$33.17	D	35,335	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$16.67	Dec 12, 2016	M	3,734	D	—	Nov 1, 2022	Common Stock	3,734	0	D
Employee Stock Option (right to buy)^F4	$20.50	Dec 12, 2016	M	6,778	D	—	Mar 1, 2023	Common Stock	6,778	0	D

F1Includes 225, 235 and 274 shares acquired under the Chemtura Corporation 2016 Employee Stock Purchase Plan on March 31, 2016, June 30, 2016 and September 30, 2016.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.15 to $33.18, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F3This option, representing a right to purchase a total of 3,734 shares, became fully exercisable on November 1, 2015.
F4This option, representing a right to purchase a total of 6,778 shares, became fully exercisable on March 1, 2016.