SEC Form 4 · accession 0000899243-15-006712
LANXESS Solutions US Inc. · CHMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Rogerson
Officer — President and CEO · Director
Period of report
Oct 9, 2015
Accepted (ET)
Oct 14, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091862
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 9, 2015 | M | 117,571 | $16.03 | A | 464,861 | D | |
| Common Stock | Oct 9, 2015 | S | 117,571 | $31.00 | D | 347,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $16.03 | Oct 9, 2015 | M | 117,571 | D | — | Mar 10, 2021 | Common Stock | 117,571 | 33,761 | D |
Explanation of responses
- F1Includes 425, 332 and 197 shares acquired under the Chemtura Corporation 2015 Employee Stock Purchase Plan on March 31, 2015, June 30, 2015 and September 30, 2015, respectively.
- F2This option, which initially represented a right to purchase a total of 151,332 shares, became exercisable in three equal installments on the date of grant, March 31, 2012 and March 31, 2013.