SEC Form 4/A · accession 0001214659-18-006760
Spectrum Brands Holdings, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jefferies Financial Group Inc.
10% Owner
Period of report
Jul 13, 2018
Accepted (ET)
Nov 1, 2018 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm StockF1,F2 | Jul 13, 2018 | J | 7,965 | $0.00 | A | 7,527,445 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition of shares of common stock of the Issuer acquired as merger consideration in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (formerly, Spectrum Brands Holdings, Inc.) in connection with the merger pursuant to which Spectrum Brands Legacy, Inc. became a direct subsidiary of the Issuer.
- F2Reflects a decrease of 184 shares previously reported as owned by the Reporting Person.
Remarks
This amendment is being filed to reflect a decrease of 184 shares of the Issuer erroneously included in the original Form 4 filed on July 17, 2018. The 184 shares were held in a discretionary account over which the Reporting Person had no pecuniary interest.