SEC Form 4 · accession 0000950142-19-000098
Spectrum Brands Holdings, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Maura
Officer — Executive Chairman and CEO · Director
Period of report
Jan 17, 2019
Accepted (ET)
Jan 22, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109177
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 17, 2019 | A | 35,817 | A | — | — | Common Stock | 35,817 | 35,817 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 17, 2019 | A | 64,293 | A | — | — | Common Stock | 64,293 | 64,293 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.
- F2The restricted stock units reported on this line vest on December 3, 2021.
- F350% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020.