SEC Form 4 · accession 0000950142-18-002393
Spectrum Brands Holdings, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L Martin
Officer — EVP and CFO
Period of report
Dec 7, 2018
Accepted (ET)
Dec 10, 2018 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2018 | A | 1,209 | — | A | 52,855 | D | |
| Common StockF2 | Dec 7, 2018 | F | 569 | $47.36 | D | 52,286 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares represent the cash value of the Management Incentive Award under the Issuer's 2018 Management Incentive Plan.
- F2Represents shares of the Issuer's common stock withheld to satisfy the reporting person's tax withholding obligation resulting from the vesting of restricted stock under the Issuer's Management Incentive Plan.
Remarks
The reporting person's prior Form 4 inadvertently and mistakenly indicated that the reporting person was a 10% owner as well as an officer.