SEC Form 3 · accession 0000950142-18-002001
Spectrum Brands Holdings, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ehsan Zargar
Officer — EVP, GC & Corporate Secretary
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 25,366 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2,F3 | $82.86 | holding | — | — | — | — | Nov 25, 2024 | Common Stock | 5,009 | — | D |
| Employee Stock Option (right to buy)F1,F2,F3 | $72.92 | holding | — | — | — | — | Nov 29, 2023 | Common Stock | 3,958 | — | D |
Explanation of responses
- F1The equity awards reported herein were received in connection with the reporting person's employment with HRG Group, Inc., the predecessor to the Issuer, and do not reflect any awards granted in connection with the reporting person's employment with the Issuer.
- F2The employeee stock options reported on this line are vested and exercisable.
- F3The options reported on this line expire on the tenth anniversary of the date of grant, except as set forth in the Amended and Restated Retention Letter, dated as of September 15, 2017, by and between HRG Group, Inc. and the reporting person (as filed as Exhibit 10.22 to the Annual Report on Form 10-K, filed November 20, 2017).