SEC Form 4 · accession 0000950142-18-001104
Spectrum Brands Holdings, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ehsan Zargar
Officer — EVP, COO, GC & Corp. Sec'y
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2018 | M | 30,000 | $4.68 | A | 123,077 | D | |
| Common Stock | Apr 27, 2018 | M | 19,644 | $8.52 | A | 142,721 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $4.68 | Apr 27, 2018 | M | 30,000 | D | — | Dec 7, 2021 | Common Stock | 30,000 | 0 | D |
| Employee Stock Option (right to buy)F2 | $8.52 | Apr 27, 2018 | M | 19,644 | D | — | Nov 29, 2022 | Common Stock | 19,644 | 0 | D |
Explanation of responses
- F1This report is being filed in connection with the exercise of employee stock options by the reporting person. The exercise price and taxes associated with the exercise of the employee stock options were paid in cash by the reporting person to the Issuer. None of the shares of Common Stock received in the transaction have been sold.
- F2This grant of employee stock options has fully vested and is currently exercisable.