SEC Form 4 · accession 0000950142-16-004932
Spectrum Brands Holdings, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Maura
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | F | 56,836 | $15.39 | D | 967,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $15.39 | Dec 14, 2016 | A | 318,190 | A | — | Dec 14, 2026 | Common Stock | 318,190 | 318,190 | D |
Explanation of responses
- F1Reflects the withholding of shares by the Issuer to satisfy tax obligations.
- F2The options reported on this line will vest and become exercisable according to the following schedule: 30,626 on December 14, 2016; 30,626 on December 14, 2017; 128,469 on December 14, 2018; and 128,469 on December 14, 2019.