SEC Form 4 · accession 0000950142-15-002496
Spectrum Brands Holdings, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omar Asali
Officer — President & CEO · Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2015 | A | 17,429 | $0.00 | A | 2,481,383 | D | |
| Common Stock | Nov 24, 2015 | F | 4,865 | $13.93 | D | 2,476,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $13.93 | Nov 24, 2015 | A | 9,163 | A | — | Nov 24, 2025 | Common Stock | 9,163 | 9,163 | D |
Explanation of responses
- F1Reflects the withholding of shares by the Issuer to satisfy tax obligations.
- F24,581 of these options have vested and are currently exercisable. The remaining 4,582 options vest, subject to continued employment with HRG Group, Inc., on November 29, 2016.