Form4insider filings, from the source

SEC Form 4 · accession 0000950142-15-000759

Spectrum Brands Holdings, Inc. · SPB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Philip Falcone
10% Owner · Other
HARBINGER HOLDINGS, LLC
10% Owner · Other
Period of report
Apr 14, 2015
Accepted (ET)
Apr 16, 2015 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109177

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock (par value $0.01 per share)F1,F2,F3,F4,F5Apr 14, 2015S146,300$12.51D30,607,431D
Common Stock (par value $0.01 per share)F2,F6,F3,F4,F5Apr 15, 2015S119,040$12.51D30,488,391D
Common Stock (par value $0.01 per share)F2,F7,F3,F4,F5Apr 16, 2015S71,490$12.47D30,416,901D
Common Stock (par value $0.01 per share)F2,F8,F9,F10,F11Apr 14, 2015S68,700$12.51D3,581,357D
Common Stock (par value $0.01 per share)F2,F12,F9,F10,F11Apr 15, 2015S55,899$12.51D3,525,458D
Common Stock (par value $0.01 per share)F2,F13,F9,F10,F11Apr 16, 2015S33,571$12.47D3,491,887D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

Remarks

(+) The persons listed herein may be deemed to be members of a "group" for purposes of the Securities Exchange Act of 1934, as amended. While Mr. Falcone does not directly own any of the securities of the Issuer directly owned by the other reporting persons herein, Mr. Falcone may be deemed to be the beneficial owner of such securities. Securities of the Issuer directly owned by Mr. Falcone are reported in separate Form 4s filed by Mr. Falcone. Each person listed herein disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by such person. This report shall not be deemed an admission that such person is a member of a group or the beneficial owner of any securities not directly owned by such person.