SEC Form 4 · accession 0000950142-15-000350
Spectrum Brands Holdings, Inc. · SPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Maura
Officer — Managing Director and EVP · Director
Period of report
Dec 26, 2014
Accepted (ET)
Feb 13, 2015 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 26, 2014 | G | 36,075 | $0.00 | D | 1,953,027 | D | |
| Common StockF2 | Feb 10, 2015 | S | 167,110 | $12.00 | D | 1,785,917 | D | |
| Common StockF3 | Feb 11, 2015 | S | 6,591 | $12.0502 | D | 1,779,326 | D | |
| Common StockF4 | Feb 12, 2015 | S | 7,107 | $12.04 | D | 1,772,219 | D | |
| Common StockF5 | Feb 13, 2015 | S | 34,623 | $11.861 | D | 1,737,596 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a charitable donation of shares by the reporting person.
- F2The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $12.00 to $12.01. Upon request of the staff of the Securities and Exchange Commission, Harbinger Group Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $12.05 to $12.06. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $12.00 to $12.10. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $11.85 to $11.90. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.