SEC Form 4 · accession 0000899243-18-028957
Argo Group International Holdings, Ltd. · ARGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Nealon
Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 14, 2018 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | M | 7,652 | $19.04 | A | 19,520 | D | |
| Common Stock | Nov 9, 2018 | D | 2,186 | $66.69 | D | 17,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $19.04 | Nov 9, 2018 | M | 7,652 | D | — | May 8, 2019 | Common Stock | 7,652 | 0 | D |
Explanation of responses
- F1Includes the effect of an adjustment for Argo Group's 10% stock dividends paid on June 17, 2013, March 16, 2015 and June 15, 2016, and Argo Group's 15% stock dividend paid on March 21, 2018.
- F2The stock appreciation rights vested on the calendar day immediately preceding Argo Group's 2013 annual general meeting of shareholders.