SEC Form 4 · accession 0000899243-17-007323
Argo Group International Holdings, Ltd. · ARGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Stanley Bullock
Officer — Chief Financial Officer
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | A | 6,913 | $0.00 | A | 87,678 | D | |
| Common Stock | Mar 10, 2017 | M | 15,983 | $24.42 | A | 103,661 | D | |
| Common Stock | Mar 10, 2017 | D | 5,805 | $67.25 | D | 97,856 | D | |
| Common Stock | Mar 10, 2017 | F | 969 | $67.65 | D | 96,887 | D | |
| Common StockF1 | Mar 10, 2017 | S | 10,178 | $67.5907 | D | 86,709 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $24.42 | Mar 10, 2017 | M | 15,983 | D | — | Mar 15, 2018 | Common Stock | 15,983 | 21,752 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.825, inclusive. The reporting person undertakes to provide to Argo Group International Holdings, Ltd., any security holder of Argo Group International Holdings, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The stock appreciation rights vested in four equal annual installments beginning on March 15, 2012.