SEC Form 3 · accession 0001192482-26-000447
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 19, 2026
Accepted (ET)
Aug 27, 2026 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class C Common Units of Charter Communications Holdings, LLCF1,F2 | — | holding | — | — | — | Aug 19, 2026 | — | Issuer Class A Common Stock | 33,586,045 | — | I |
| Convertible Preferred Units of Charter Comms. Hldgs., LLCF1,F3 | $477.41 | holding | — | — | — | Aug 19, 2026 | — | Issuer Class A Common Stock | 12,567,840 | — | I |
Explanation of responses
- F1Cox Communications Equity Holdings, Inc., a Delaware corporation, acquired the Class C Common Units (the "Class C Common Units") and the Convertible Preferred Units (the "Convertible Preferred Units") of Charter Communications Holdings, LLC disclosed on this Form 3 on August 19, 2026. Cox Communications Equity Holdings, Inc. is a wholly owned subsidiary of Cox Enterprises, Inc. Cox Enterprises, Inc. is an indirect beneficial owner of the reported securities. Cox Communications Equity Holdings, Inc. is entitled to voting rights with respect to the Class C Common Units and the Convertible Preferred Units through its ownership of one share of Class C Common Stock, par value $0.001 per share of the Issuer.
- F2The Class C Common Units owned by Cox Communications Equity Holdings, Inc. are exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments.
- F3Each of the Convertible Preferred Units, which have an aggregate liquidation preference of $6.0 billion and 6.875% coupon, is convertible into 0.209464 of a Class C Common Unit, subject to certain adjustments, representing an initial conversion price of approximately $477.41 per Convertible Preferred Unit, subject to certain adjustments. The Class C Common Units owned by Cox Communications Equity Holdings, Inc. are exchangeable, in certain circumstances, for cash or, at the Issuer's election, Class A Common Stock of the Issuer on a one-for-one basis, subject to certain adjustments.