SEC Form 4 · accession 0001091667-19-000046
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Dykhouse
Officer — EVP/Gen Counsel/Corp Secretary
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common StockF2 | Feb 25, 2019 | M | 5,000 | $87.19 | A | 9,880 | D | |
| Class A common stock | Feb 25, 2019 | F | 2,981 | $352.34 | D | 6,899 | D | |
| Class A common stock | Feb 26, 2019 | S | 2,019 | $348.83 | D | 4,880 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $87.19 | Feb 25, 2019 | M | 5,000 | D | — | Feb 20, 2023 | Class A common stock | 5,000 | 13,351 | D |
Explanation of responses
- F1Exercise of a portion of stock options granted on 2/20/2013 pursuant to a 10b5-1 Plan.
- F2On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions, the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.
- F3Withholding of securities to pay the exercise price and taxes.
- F4Sale of stock pursuant to a 10b5-1 Plan.