SEC Form 4 · accession 0001091667-19-000038
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Dykhouse
Officer — EVP/Gen Counsel/Corp Secretary
Period of report
Feb 7, 2019
Accepted (ET)
Feb 8, 2019 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 7, 2019 | M | 11,000 | $87.19 | A | 16,610 | D | |
| Class A Common Stock | Feb 7, 2019 | S | 11,000 | $340.72 | D | 5,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $87.19 | Feb 7, 2019 | M | 11,000 | D | — | Feb 20, 2023 | Class A Common Stock | 11,000 | 18,351 | D |
Explanation of responses
- F1Exercise of stock options granted 2/20/2013.
- F2On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.