SEC Form 4 · accession 0001091667-19-000031
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jonathan Hargis
Officer — EVP/Chief Marketing Officer
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 4, 2019 | M | 12,000 | $183.87 | A | 15,964 | D | |
| Class A Common StockF2 | Feb 4, 2019 | S | 12,000 | $339.626 | D | 3,964 | D | |
| Class A Common StockF3 | Feb 4, 2019 | S | 3,000 | $339.05 | D | 964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $183.87 | Feb 4, 2019 | M | 12,000 | D | Feb 4, 2019 | Jan 15, 2026 | Class A Common Stock | 12,000 | 12,064 | D |
Explanation of responses
- F1Exercise of stock options granted 1/15/2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.53 to $340.31, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.01 to $339.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4On 1/15/2016, the reporting person was granted 24,064 stock options to vest in full on the third anniversary of the date of grant.