SEC Form 4 · accession 0001091667-19-000022
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin D Howard
Officer — SVP/CAO/Controller
Period of report
Jan 28, 2019
Accepted (ET)
Jan 30, 2019 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $289.5175 | Jan 28, 2019 | A | 1,593 | A | Jan 28, 2022 | Jan 28, 2029 | Class A Common Stock | 1,593 | 1,593 | D |
| Restricted Stock UnitsF2,F3,F4 | — | Jan 28, 2019 | A | 151 | A | Jan 28, 2022 | — | Class A Common Stock | 151 | 151 | D |
Explanation of responses
- F1Stock Options granted on January 28, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary of the grant date, January 28, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement
- F2Restricted Stock Unit grant - price not applicable.
- F3Restricted Stock Units granted on January 28, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 28, 2022.
- F4Not applicable