SEC Form 4 · accession 0001091667-19-000013
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Bickham
Officer — President and COO
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F1 | Jan 15, 2019 | M | 13,596 | $292.31 | A | 44,726 | D | |
| Class A Common StockF3 | Jan 15, 2019 | F | 5,791 | $292.31 | D | 38,935 | D | |
| Class A Common Stock | holding | — | — | — | 6,212 | I | Shares held by trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | Jan 15, 2019 | M | 13,596 | D | — | — | Class A Common Stock | 13,596 | 0 | D |
Explanation of responses
- F1Includes shares held jointly with Kathy L. Bickham.
- F2Restricted Stock Units convert into common stock on a one-for-one basis.
- F3Withholding of securities for the purpose of paying taxes.
- F4On 1/15/2016 the reporting person was granted 15,037 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.