SEC Form 4 · accession 0001091667-18-000069
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Newhouse
Director
Period of report
Apr 25, 2018
Accepted (ET)
Apr 27, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 25, 2018 | A | 603 | $0.00 | A | 1,691 | D | |
| Class A Common StockF2,F3,F4 | holding | — | — | — | 3,116,329 | I | Indirect Interest in a Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock (price not applicable) valued at $180,000 on date of grant, to fully vest on anniversary date of grant.
- F2Does not include shares of restricted Class A Common Stock of Charter Communications, Inc. that were received by the Reporting Person in connection with his services as a director and are directly beneficially owned by the Reporting Person.
- F3The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API") and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of Charter Communications Holdings, LLC ("Charter Holdings") and Class B Common Units of Charter Holdings owned directly by Advance/Newhouse Partnership ("A/N"). ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.
- F4The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of Charter Holdings and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.