SEC Form 4 · accession 0001091667-18-000012
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas Rutledge
Officer — Chairman and CEO · Director
Period of report
Jan 15, 2018
Accepted (ET)
Jan 17, 2018 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 9, 2017 | G | 130,000 | $0.00 | D | 250,190 | D | |
| Class A Common StockF2 | Dec 22, 2017 | G | 6,000 | $0.00 | D | 244,190 | D | |
| Class A Common StockF3 | Jan 15, 2018 | M | 5,689 | $356.32 | D | 249,879 | D | |
| Class A Common StockF4 | Jan 15, 2018 | F | 2,306 | $356.32 | D | 247,573 | D | |
| Class A Common Stock | holding | — | — | — | 130,000 | I | Shares held by trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F5 | — | Jan 15, 2018 | M | 5,689 | D | — | — | Class A Common Stock | 5,689 | 0 | D |
Explanation of responses
- F1Transferred shares to a trust.
- F2Charitable gift
- F3Restricted Stock Units convert into common stock on a one-for-one basis.
- F4Withholding of securities for the purpose of paying taxes.
- F5On 1/15/2015 the reporting person was granted 6,292 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.