SEC Form 4 · accession 0001091667-17-000079
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Hargis
Officer — EVP/Chief Marketing Officer
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 9, 2017 | M | 6,000 | $150.88 | A | 13,049 | D | |
| Class A Common Stock | May 9, 2017 | S | 5,800 | $325.746 | D | 7,249 | D | |
| Class A Common Stock | May 9, 2017 | S | 200 | $325.795 | D | 7,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Three-year Cliff Stock Options | $150.88 | May 9, 2017 | M | 6,000 | D | Jan 15, 2017 | Jan 15, 2024 | Class A Common Stock | 6,000 | 10,976 | D |
Explanation of responses
- F1Exercise of a portion of three-year cliff stock options granted on January 15, 2014 which vested on 1/15/2017.
- F2In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (multiplied by .9042).