SEC Form 4 · accession 0001091667-17-000009
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Dykhouse
Officer — EVP/Gen Counsel/Corp Secretary
Period of report
Jan 15, 2017
Accepted (ET)
Jan 18, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 15, 2017 | M | 994 | $298.48 | A | 4,454 | D | |
| Class A Common StockF2 | Jan 15, 2017 | F | 359 | $298.48 | D | 4,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 15, 2017 | M | 994 | D | — | — | Class A Common Stock | 994 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.
- F3On 1/15/2014 the reporting person was granted 1,100 three-year-cliff Restricted Stock Units to vest on 1/15/2017. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.