SEC Form 4 · accession 0001091667-16-000578
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Markley Jr.
Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Nov 16, 2016 | G | 175 | $0.00 | D | 13,338 | D | |
| Class A Common StockF4 | holding | — | — | — | 175 | I | John Markley Family Trust, Rebecca Markley Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gifted shares to John Markley Family Trust, Rebecca Markley Trustee.
- F2In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of shares (multiplied by .9042)
- F3Includes shares held by John D. Markley, Jr. and Rebecca Markley as joint tenants with right of surviviorship.
- F4These shares were previously reported as directly beneficially owned before their contribution to the John Markley Family Trust.