SEC Form 4 · accession 0001091667-16-000527

· CHTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP/Chief Operating Officer

Period of report

Jul 1, 2016

Accepted (ET)

Jul 6, 2016 · 3:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001091667

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1,F2,F4	Jul 1, 2016	M	22,605	$66.87	A	76,309	D
Class A Common Stock^F3,F4	Jul 1, 2016	F	14,387	$232.32	D	61,922	D
Class A Common Stock^F2,F1,F4	Jul 5, 2016	M	22,605	$66.87	A	84,527	D
Class A Common Stock^F3,F4	Jul 5, 2016	F	14,377	$233.13	D	70,150	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Vesting Stock Options^F1,F2	$66.87	Jul 1, 2016	M	22,605	D	—	Nov 2, 2016	Class A Common Stock	22,605	22,605	D
Performance Vesting Stock Options^F1,F2	$66.87	Jul 5, 2016	M	22,605	D	—	Nov 2, 2016	Class A Common Stock	22,605	0	D

F1In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).
F2Exercise of performance-vesting stock options granted on April 30, 2012; 25,000 stock options subject to the attainment of a $125 per share hurdle (with a 4-year term); and 25,000 stock options subject to the attainment of a $150 per-share hurdle (with a 4-year term); Vesting schedule as follows: 25% first eligible to vest on 4/30/2013; 25% first eligible to vest on 4/30/2014; 25% first eligible to vest on 4/30/2015; and 25% first eligible to vest on 4/30/2016.
F3Withholding of securities by Charter Communications, Inc. for purpose of paying the exercise price and taxes due upon exercise of the stock options. No shares were sold for the exercise or for tax withholding.
F4Includes shares held jointly with Kathy L. Bickham.