SEC Form 4 · accession 0001091667-16-000495
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher L Winfrey
Officer — EVP/Chief Financial Officer
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 18, 2016 | A | 505 | — | A | 47,644 | D | |
| Class A Common StockF2 | holding | — | — | — | 49,731 | I | By Atalaya Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for 1,033 shares of Time Warner Cable Inc. ("TWC") common stock in connection with the merger transactions among the former Charter Communications, Inc. ("Predecessor"), TWC, Charter Communications, Inc. (f/k/a CCH I, LLC, "Charter") and certain of their subsidiaries (the "Merger"). Upon the effective date of the Mergers, the previous day's closing price of TWC's common stock was $209.56 per share, and the closing price of Predecessor's Class A common stock was $203.36. For each share of TWC common stock owned prior to the Mergers, Mr. Winfrey received $100 in cash and 0.48908178 shares of Charter Class A common stock.
- F2In connection with the Mergers, each outstanding share of Predecessor Class A common stock was converted into 0.9042 shares of Charter Class A common stock. The reported amounts reflect this conversion.