SEC Form 4 · accession 0001091667-16-000491
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Hargis
Officer — EVP/Chief Marketing Officer
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 2, 2016 | M | 4,000 | $61.87 | A | 13,011 | D | |
| Class A Common StockF2 | May 2, 2016 | S | 4,000 | $214.672 | D | 9,011 | D | |
| Class A Common StockF3 | May 2, 2016 | S | 2,350 | $215.417 | D | 6,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time-Vesting Stock OptionsF4 | $61.87 | May 2, 2016 | M | 4,000 | D | — | Apr 9, 2022 | Class A Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1Exercise of portion of vested time-vesting stock options granted on April 9, 2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan.
- F2Sale of stock options reported as exercised.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.411 to $215.47, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The option, representing a right to purchase a total of 33,334 shares, became exercisable in four equal annual installments beginning on April 9, 2013, which was the first anniversary of the date on which the option was granted.