SEC Form 4 · accession 0001091667-16-000453
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Hargis
Officer — EVP/Chief Marketing Officer
Period of report
Apr 9, 2016
Accepted (ET)
Apr 11, 2016 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 9, 2016 | M | 5,000 | — | A | 11,277 | D | |
| Class A Common StockF2 | Apr 9, 2016 | F | 2,266 | $203.77 | D | 9,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Apr 9, 2015 | M | 5,000 | D | — | — | Class A Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.
- F3On April 9, 2012 the reporting person was granted 20,000 restricted stock units, scheduled to vest in equal 25% increments on April 9, 2013, 2014, 2015, and 2016.