SEC Form 4 · accession 0001091667-16-000425
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Hargis
Officer — EVP/Chief Marketing Officer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 1, 2016 | M | 2,000 | $61.87 | A | 8,277 | D | |
| Class A Common StockF2 | Mar 1, 2016 | S | 2,000 | $183.712 | D | 6,277 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time-Vesting Stock OptionsF3 | $61.87 | Mar 1, 2016 | M | 2,000 | D | — | Apr 9, 2022 | Class A Common Stock | 2,000 | 12,000 | D |
Explanation of responses
- F1Exercise of portion of vested time-vesting stock options granted on April 9, 2012 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan.
- F2Includes sale of stock options reported as exercised.
- F3The option, representing a right to purchase a total of 33,334 shares, became exercisable in four equal annual installments beginning on April 9, 2013, which was the first anniversary of the date on which the option was granted.