SEC Form 4 · accession 0001091667-16-000368
CHARTER COMMUNICATIONS, INC. /MO/ · CHTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Dykhouse
Officer — EVP/Gen Counsel/Corp Secretary
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091667
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (3-Year Cliff)F1 | $166.255 | Jan 15, 2016 | A | 15,969 | A | Jan 15, 2019 | Jan 15, 2026 | Class A Common Stock | 15,969 | 63,098 | D |
| Restricted Stock Units (3-Year Cliff)F2,F3,F4 | $0.00 | Jan 15, 2016 | A | 4,511 | A | Jan 15, 2019 | — | Class A Common Stock | 4,511 | 6,555 | D |
Explanation of responses
- F1Stock Options granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2019. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.
- F2Restricted Stock Unit Grant - price not applicable.
- F3Restricted Stock Units granted on January 15, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2019.
- F4Not applicable.